1. Click on trading in the left sidebar panel
2. Click request at the top navigation menu
3. Search for your security by entering details. You can enter a ticker, cusip, or start typing the name of the company.
4. Select the appropriate search result, and take note of the restriction type on the right side of the display.
5. Securities within Glass have three restriction types:
   • Allowed - No compliance action needed. Enter your trade details, click submit to log the pre-clearance.
   • Approval Required - Administrator will review and approve/deny your request. Enter your trade details and click submit. You will be notified of the result via a message in the application
   • Blocked - Administrator has blocked the asset from trading. You will not have the ability to enter a trade request.
6.  If the security is not blocked, enter the appropriate trade details
   • Action - the trade direction (e.g.-buy, sell).
   • Quantity - the desired quantity of your transaction.
   • Expected Price - the estimated price of the transaction. Note that the expected price will fill in automatically with the last known price of the security. You may override if desired.
   • Expected Value - the estimated value of the transaction. This is a read-only, calculated field.
7. Enter message to compliance (if desired). This is a free-form text field
8. Click Submit