Glass Compliance Inc.

User FAQ 5

• How do I connect a brokerage account?
• How do I enter a pre-clearance request?
• How do I view my holdings?
• How do I view my transactions?
• How do I know that my pre-approval request has been approved or denied?

Admin FAQ 5

• Restricted list basics
• How do I manage the restricted list?
• How do I configure the default restriction settings?
• How do I approve or deny pre-clearance requests?
• How do I manage reconciliation breaks?